James Pecoraro Suspended from Securities Industry by FINRA for Churning
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, James Pecoraro (CRD # 2440231) was recently suspended from the securities industry [...]
Ian Phillip Lowrey Suspended from Securities Industry by FINRA for Churning
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Ian Phillip Lowrey (CRD # 6367392) was recently suspended from the securities [...]
Palmery Robert Desir (a/k/a Paul Desir) Suspended from Securities Industry by FINRA for Churning
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Palmery Robert Desir, a/k/a Paul Desir (CRD # 5559016) was recently suspended [...]
Eric Nicolassy Suspended from Securities Industry by FINRA for Churning, Suitability and Unauthorized Trading
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Eric Edward Nicolassy (CRD # 6244539) was recently suspended from the securities industry by [...]
William Nicholas Athas Barred from Securities Industry by FINRA for Churning and Suitability
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, William Nicholas Athas (CRD # 3165470) was recently barred from the securities industry by [...]
Joseph LaScala, Jr. Suspended by FINRA from Securities Industry for Churning and Unauthorized Discretion
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Joseph LaScala, Jr. (CRD # 3070261) was recently suspended from the securities industry by [...]
John LoPinto Suspended from Securities Industry by FINRA for Excessive Trading
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, John LoPinto (CRD # 4563735) was recently suspended from the securities industry by [...]
Adam Maggio Suspended from All Principal Capacities in Securities Industry by FINRA for Failure to Supervise
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Adam Maggio (CRD # 4177365) was recently suspended from all principal capacities in [...]
Joseph Lianzo Suspended from Securities Industry by FINRA for Churning and Unauthorized Trading
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Joseph Lianzo (CRD # 4516842) was recently suspended from the securities industry by [...]
Donald Fowler Barred from Securities Industry by FINRA for Churning and Fraud
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that former broker, Donald Fowler (CRD # 4989632) was recently barred from the securities [...]