Churning2020-02-04T12:13:53-05:00

Donald Fowler Barred from Securities Industry by FINRA for Churning and Fraud

By |August 26th, 2021|Tags: , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , |

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that former broker, Donald   Fowler (CRD # 4989632) was recently barred from the securities [...]

Douglas Szempruch Suspended from Securities Industry by FINRA for Churning and Unauthorized Discretion

By |July 13th, 2021|Tags: , , , , , , , , , , , , , , , , , , , , |

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Douglas Edward Szempruch (CRD # 4159318) was recently suspended from the securities industry [...]

Salvatore Pizzimenti Barred from Securities Industry by FINRA After Trading Investigation

By |June 15th, 2021|Tags: , , , , , , , , , , , , , , , , , , , , , , , , |

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Salvatore Pizzimenti (CRD # 2879580) was recently barred from the securities industry by FINRA’s [...]

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