Mirsad Muharemovic Suspended from Securities Industry by FINRA for Excessive Trading

2022-12-12T12:35:01-05:00December 12th, 2022|Churning, FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Mirsad Muharemovic (CRD # 3122589) was recently suspended from the securities industry [...]

Robert David Suspended from Securities Industry by FINRA for Falsifying Customer Information

2022-04-09T19:43:27-05:00April 9th, 2022|Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert David, Jr. (CRD # 5211223) was recently suspended from the securities [...]

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