Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations

2026-08-05T11:49:15-05:00September 22nd, 2025|Securities Law, Churning, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Antonio Molinos (CRD # 2764977) was recently suspended from the securities industry by [...]

Palmery Robert Desir (a/k/a Paul Desir) Suspended from Securities Industry by FINRA for Churning

2026-08-05T12:04:24-05:00June 13th, 2022|Securities Law, Churning, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Palmery Robert Desir, a/k/a Paul Desir (CRD # 5559016) was recently suspended [...]

Adam Maggio Suspended from All Principal Capacities in Securities Industry by FINRA for Failure to Supervise

2026-08-05T12:04:59-05:00December 13th, 2021|Securities Law, Churning, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Adam Maggio (CRD # 4177365) was recently suspended from all principal capacities in [...]

Joseph Ambrosole Suspended by FINRA From Securities Industry for Churning and Unsuitable Recommendations

2026-08-05T12:12:05-05:00April 13th, 2021|Securities Law, Churning, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that Joseph A. Ambrosole (CRD # 5732488) was recently suspended from the securities industry [...]

Go to Top