Palmery Robert Desir (a/k/a Paul Desir) Suspended from Securities Industry by FINRA for Churning

2022-06-13T11:02:49-05:00June 13th, 2022|Churning, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Palmery Robert Desir, a/k/a Paul Desir (CRD # 5559016) was recently suspended [...]

Adam Maggio Suspended from All Principal Capacities in Securities Industry by FINRA for Failure to Supervise

2022-01-27T21:47:27-05:00December 13th, 2021|Churning, FINRA - Broker Actions, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Adam Maggio (CRD # 4177365) was recently suspended from all principal capacities in [...]

Joseph Ambrosole Suspended by FINRA From Securities Industry for Churning and Unsuitable Recommendations

2021-04-13T21:11:08-05:00April 13th, 2021|Churning, FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that Joseph A. Ambrosole (CRD # 5732488) was recently suspended from the securities industry [...]

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