Mark Sullivan Suspended from Securities Industry by FINRA for Unauthorized Discretion

2026-08-21T10:03:48-05:00August 21st, 2026|FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Mark Sullivan (CRD # 2531982) was recently suspended from the securities industry [...]

The Law Office of Kevin J. Deloatch, Esq. Investigating Pre-IPOs Through Boustead Securities, LLC and Sutter Securities, Inc.

2026-08-23T08:52:36-05:00January 29th, 2026|Securities Law, Conflicts of Interest, Fraud, Fraud in Underwriting, Misrepresentation, Private Placements, Unsuitability|

The Law Office of Kevin J. Deloatch, Esq. is currently investigating the recommended purchases of Pre-IPOs or private placement securities through Boustead Securities, LLC (CRD# 141391) [...]

Joseph Kelly Suspended by FINRA from Securities Industry for Reg BI Violation

2026-08-23T09:01:15-05:00September 24th, 2025|Securities Law, Churning, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Joseph Kelly (CRD # 4560737) was recently suspended from the securities industry by [...]

Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations

2026-08-23T09:15:40-05:00September 22nd, 2025|Securities Law, Churning, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Antonio Molinos (CRD # 2764977) was recently suspended from the securities industry by [...]

Zachary Ellis Taylor Suspended from Securities Industry by FINRA Unsuitable Recommendations

2026-08-23T09:16:50-05:00September 19th, 2025|Securities Law, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Zachary Ellis Taylor (CRD # 6074776) was recently suspended from the securities industry [...]

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