Liberty Partners Financial Services | New York Criminal & Securities Attorney

Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

Kevin J. Deloatch, Esq.2023-04-16T12:04:58-05:00April 16th, 2023|Churning, FINRA - Broker Actions, Fraud, Misrepresentation, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Lon Charles Faccini, Jr. (a/k/a Lon Charles Faccini) (CRD # 2736849) was [...]

William Nicholas Athas Barred from Securities Industry by FINRA for Churning and Suitability

William Nicholas Athas Barred from Securities Industry by FINRA for Churning and Suitability

Kevin J. Deloatch, Esq.2022-02-10T09:08:57-05:00February 10th, 2022|Churning, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, William Nicholas Athas (CRD # 3165470) was recently barred from the securities industry by [...]