Have You Been Charged with Harassment or Aggravated Harassment In New York? What’s the Difference?
Have you been arrested and charged with the crimes of harassment or aggravated harassment in New York? If you have, one of the most, if not [...]
Matthew Mierzycki Suspended from Securities Industry by FINRA for Unauthorized Trades
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Matthew Mierzycki (CRD # 6102769) was recently suspended from the securities industry [...]
Christopher Booth Kennedy Barred from Securities Industry by FINRA for Churning
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Christopher Booth Kennedy (CRD # 4498061) was recently barred from the securities [...]
Robert Clayton, Jr. Suspended from Securities Industry by FINRA for Mismarking Order Tickets
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert Clayton, Jr. (CRD # 2598586) was recently suspended from the securities [...]
Joao Pinto Suspended from Securities Industry by FINRA for Reg BI Violation
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Joao Pinto (CRD # 6298233) was recently suspended from the securities industry [...]
Are Field Sobriety Test Results Admissible In New York State DWAI and DWI Prosecutions? – A Case Study
Are the results of Standardized Field Sobriety tests admissible as evidence in prosecutions for DWAI and DWI in New York State? That is one of the [...]
The Breathalyzer Test and Its Results Under New York State DWAI/DWI Laws
Have you been arrested for driving under the influence (DUI) in New York state and asked to take a breathalyzer test? What is a breathalyzer test and [...]
Blake Adam Levy Suspended from Securities Industry by FINRA for Unsuitable Private Placements
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Blake Adam Levy (CRD # 4593636) was recently suspended from the securities [...]
Moloney Securities Sanctioned by FINRA for Its Sales of GPB Capital Holdings to Customers
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Moloney Securities Co., Inc. (CRD # 38535) was recently sanctioned by FINRA’s [...]
David Lau Suspended from Securities Industry by FINRA for Unauthorized Discretion
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, David Lau (CRD # 4567411) was recently suspended from the securities industry [...]