Matthew Perry Barred by FINRA from Securities Industry After Refusing to Cooperate In Options Trading Investigation

2021-08-12T19:52:14-05:00August 12th, 2021|FINRA - Broker Actions, Markets and Products|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that now former broker/investment adviser, Matthew Alexander Perry (Alex Perry) (CRD # 5985300) was recently [...]

Jenny Xinfang Feng Suspended by FINRA from Securities Industry For Unethical Treatment of Elderly Customer

2021-02-20T16:09:48-05:00February 20th, 2021|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker Jenny Xinfang Feng (CRD # 6312900) was recently suspended from the securities [...]

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