Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

2026-08-05T11:59:21-05:00April 16th, 2023|Securities Law, Churning, FINRA - Broker Actions, Fraud, Misrepresentation, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Lon Charles Faccini, Jr. (a/k/a Lon Charles Faccini) (CRD # 2736849) was [...]

Blakely Page Suspended from Securities Industry by FINRA for Negligent Misrepresentation

2026-08-05T12:49:23-05:00June 15th, 2022|Securities Law, FINRA - Broker Actions, Fraud, Misrepresentation|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Blakely Page (CRD # 2922955) was recently suspended from the securities industry [...]

John Westbrook Suspended From the Securities Industry by FINRA

2020-11-22T22:35:59-05:00November 21st, 2020|Securities Law, FINRA - Broker Actions, Markets and Products, Private Placements, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser John Westbrook (CRD # 1846059) was recently suspended from the securities industry [...]

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