Matthew Clason Barred from Securities Industry by SEC After Pleading Guilty to Criminal Conduct

2021-08-22T07:02:35-05:00August 21st, 2021|Fraud, Securities Law|

Publicly available records provided by the Securities and Exchange Commission (SEC) indicate that administrative proceedings were recently brought against broker/investment advisor, Matthew O. Clason (CRD # [...]

John Lee Scott Barred from Securities Industry After FINRA Investigation Into Private Placements

2021-04-30T16:28:53-05:00April 30th, 2021|FINRA - Broker Actions, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, John Lee Scott (CRD # 2407610) was recently barred from the securities [...]

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