Weatherly Securities Corporation | New York Criminal & Securities Attorney

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Kevin J. Deloatch, Esq.2023-04-17T11:47:15-05:00April 17th, 2023|Churning, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Edward Scott Short (CRD # 2462752) was recently suspended from the securities [...]

Carl George Antaki Suspended by FINRA From Securities Industry For Excessive and Unsuitable Recommendations

Carl George Antaki Suspended by FINRA From Securities Industry For Excessive and Unsuitable Recommendations

Kevin J. Deloatch, Esq.2021-05-24T11:02:42-05:00May 24th, 2021|Churning, FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Carl George Antaki (CRD # 4177543) was recently suspended from the securities [...]