Jose Candelario Padilla Suspended by FINRA from Securities Industry for Unsuitable Recommendations

2023-04-12T10:10:26-05:00April 12th, 2023|FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Jose Candelario Padilla (a/k/a Jose Candelario) (CRD # 4847560) was recently suspended [...]

Boustead Securities, LLC Sanctioned by FINRA After Investigation Regarding Supervisory System and Private Placements

2023-04-21T12:43:03-05:00November 16th, 2022|Fraud, Private Placements, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Boustead Securities, LLC (CRD # 141391) was recently sanctioned by FINRA’s Department [...]

Law Office of Kevin J. Deloatch, Esq. Investigating Purchases of Erin Energy Corporation Through Cabot Lodge Securities and Arben (“Ben”) Gecaj

2022-12-01T14:45:21-05:00November 5th, 2022|Markets and Products, Securities Law, Unsuitability|

The Law Office of Kevin J. Deloatch, Esq. is currently investigating recommended transactions in the common stock of Erin Energy Corporation through Cabot Lodge Securities LLC [...]

Torch Securities, LLC Sanctioned by FINRA Regarding Due Diligence and Supervision Failures

2022-06-22T13:34:38-05:00June 22nd, 2022|Markets and Products, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Torch Securities, LLC (CRD # 133642) was recently sanctioned by FINRA’s Department [...]

Eric Nicolassy Suspended from Securities Industry by FINRA for Churning, Suitability and Unauthorized Trading

2022-04-01T10:42:24-05:00March 28th, 2022|Churning, FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Eric Edward Nicolassy (CRD # 6244539) was recently suspended from the securities industry by [...]

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