Raymond William Clark Barred from Securities Industry by FINRA After Investigation

2023-08-19T07:57:03-05:00August 19th, 2023|Churning, FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA), indicate that broker/advisor, Raymond William Clark (CRD # 2865619) was recently barred from the securities [...]

Dana Davis Suspended from Securities Industry by FINRA for Unsuitable Margin Recommendations

2023-04-12T09:35:48-05:00April 10th, 2023|Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Dana Davis (CRD # 1707708) was recently suspended from the securities industry [...]

Mirsad Muharemovic Suspended from Securities Industry by FINRA for Excessive Trading

2022-12-12T12:35:01-05:00December 12th, 2022|Churning, FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Mirsad Muharemovic (CRD # 3122589) was recently suspended from the securities industry [...]

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