Mirsad Muharemovic Suspended from Securities Industry by FINRA for Excessive Trading

2026-08-05T12:00:19-05:00December 12th, 2022|Securities Law, Churning, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Mirsad Muharemovic (CRD # 3122589) was recently suspended from the securities industry [...]

Eugene McAdams Barred from Securities Industry by FINRA After Suitability Investigation

2026-08-05T12:07:14-05:00August 5th, 2021|Securities Law, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Eugene McAdams (CRD # 4190211) was recently barred from the securities industry by [...]

Christian Lucchetto Suspended from the Securities Industry by FINRA for Churning

2026-08-05T12:15:26-05:00January 21st, 2021|Securities Law, Churning, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker Christian Frank Lucchetto (CRD # 4648994) was recently suspended from the securities [...]

John Westbrook Suspended From the Securities Industry by FINRA

2020-11-22T22:35:59-05:00November 21st, 2020|Securities Law, FINRA - Broker Actions, Markets and Products, Private Placements, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser John Westbrook (CRD # 1846059) was recently suspended from the securities industry [...]

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