FINRA Brings Disciplinary Proceedings Against Kishan Parikh for Excessive and Unsuitable Trading

2021-03-19T14:11:03-05:00March 19th, 2021|Churning, FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that FINRA’s Department of Enforcement has recently brought disciplinary proceedings against broker Kishan Parikh [...]

Charles Kenahan Barred from the Securities Industry by FINRA After Churning Investigation

2021-01-25T20:33:57-05:00January 25th, 2021|Churning, FINRA - Broker Actions, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/investment adviser Charles Kenahan (CRD # 1351974) was recently barred from the securities [...]

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