Categories2020-02-04T12:02:55-05:00

Robert Clayton, Jr. Suspended from Securities Industry by FINRA for Mismarking Order Tickets

By |November 30th, 2023|Categories: FINRA - Broker Actions, Fraud, Securities Law|Tags: , , , , , , , , , , , , , , , , , , , , , , , , |

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert Clayton, Jr. (CRD # 2598586) was recently suspended from the securities [...]

Gustavo Rodrigo III Suspended from Securities Industry by FINRA for Unauthorized Discretion

By |September 14th, 2023|Categories: FINRA - Broker Actions, Fraud, Securities Law|Tags: , , , , , , , , , , , , , , , , , , , , , , |

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Gustavo Rodrigo III (CRD # 3031284) was recently suspended from the securities industry by [...]

Anthony Cross Suspended from Securities Industry by FINRA for Unauthorized Discretion

By |September 12th, 2023|Categories: FINRA - Broker Actions, Fraud, Securities Law|Tags: , , , , , , , , , , , , , , , , , |

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Anthony Cross (CRD # 3155726) was recently suspended from the securities industry [...]

Are Field Sobriety Test Results Admissible In New York State DWAI and DWI Prosecutions? – A Case Study

By |August 29th, 2023|Categories: Criminal Law, Drunk Driving, DUI / DWI|Tags: , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , |

Are the results of Standardized Field Sobriety tests admissible as evidence in prosecutions for DWAI and DWI in New York State?  That is one of the [...]

The Walk and Turn Standardized Field Sobriety Test Under New York Law

By |August 29th, 2023|Categories: Criminal Law, Drunk Driving, DUI / DWI|Tags: , , , , , , , , , , , , , , , , , , , , |

Have you been arrested for driving under the influence (DUI) in New York state and asked to perform the Walk and Turn (WAT) standardized field sobriety [...]

The Horizontal Gaze Nystagmus Standardized Field Sobriety Test In New York State – HGN

By |August 29th, 2023|Categories: Criminal Law, Drunk Driving, DUI / DWI|Tags: , , , , , , , , , , , , , , , , , , , , , |

Have you been arrested for driving under the influence (DUI) in New York state and asked to perform the Horizontal Gaze Nystagmus (HGN) standardized field sobriety [...]

Go to Top