Alan Mason Suspended from Securities Industry by FINRA for Regulation BI Violation

2026-08-05T11:49:57-05:00May 27th, 2024|Securities Law, Conflicts of Interest, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Alan Mason (CRD # 1302190) was recently suspended from the securities industry [...]