Alan Feigenbaum Suspended from Securities Industry by FINRA for Unauthorized Discretion

2026-08-05T12:04:54-05:00December 15th, 2021|Securities Law, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Alan Scot Feigenbaum (CRD # 3132230) was recently suspended from the securities industry [...]

David Scott Fergang Suspended From Securities Industry by FINRA for Unauthorized Discretion

2026-08-05T12:09:46-05:00April 29th, 2021|Securities Law, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, David Scott Fergang (CRD # 1758758) was recently suspended from the securities [...]

American Independent Securities Group, LLC Sanctioned by FINRA for Failure to Supervise Sales of CMO’s

2026-08-05T12:12:12-05:00April 3rd, 2021|Securities Law, Markets and Products|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, American Independent Securities Group, LLC (CRD # 135288) was recently sanctioned by [...]

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