Alan Mason Suspended from Securities Industry by FINRA for Regulation BI Violation

2024-06-06T11:20:20-05:00May 27th, 2024|Conflicts of Interest, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Alan Mason (CRD # 1302190) was recently suspended from the securities industry [...]