Cynthia Komarek Barred from The Securities Industry by FINRA for Refusing to Cooperate In Investigation

2026-08-05T12:09:19-05:00June 17th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Cynthia Komarek (CRD # 1188714) was recently barred from the securities industry by FINRA’s [...]

Salvatore Pizzimenti Barred from Securities Industry by FINRA After Trading Investigation

2026-08-05T12:09:22-05:00June 15th, 2021|Securities Law, Churning, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Salvatore Pizzimenti (CRD # 2879580) was recently barred from the securities industry by FINRA’s [...]

Matthew Angelo Siliato Barred from Securities Industry After FINRA Investigation for Churning and Unauthorized Trading

2026-08-05T12:09:44-05:00April 30th, 2021|Securities Law, Churning, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Matthew Angelo Siliato (CRD # 5062153) was recently barred from the securities [...]

David Zuber Barred by FINRA From Securities Industry After Investigation of Private Securities Offering

2026-08-05T12:10:42-05:00April 25th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, David B. Zuber (CRD # 3239595) was recently barred from the securities [...]

Corey White Barred from All Principal Capacities by FINRA for Failure to Supervise Unsuitable and Excessive Trading

2026-08-05T12:12:28-05:00March 22nd, 2021|Securities Law, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser and former Chief Compliance Officer Corey Andrew White (CRD # 4537015) was [...]

Charles Kenahan Barred from the Securities Industry by FINRA After Churning Investigation

2026-08-05T12:15:02-05:00January 25th, 2021|Securities Law, Churning, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/investment adviser Charles Kenahan (CRD # 1351974) was recently barred from the securities [...]

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