Grant C. Birkley Barred from Securities Industry by FINRA for Refusing to Cooperate In Investigation Kevin J. Deloatch, Esq.2024-01-02T16:46:46-05:00June 16th, 2021|FINRA - Broker Actions, Private Placements, Securities Law| Share This Story, Choose Your Platform! FacebookXLinkedInPinterestEmail Related Posts James Holmes, III Suspended by FINRA from Securities Industry: Reg BI and Unauthorized Discretion November 28th, 2025 Joseph Kelly Suspended by FINRA from Securities Industry for Reg BI Violation September 24th, 2025 Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations September 22nd, 2025 Zachary Ellis Taylor Suspended from Securities Industry by FINRA Unsuitable Recommendations September 19th, 2025 Joseph Warner Rozof Suspended from Securities Industry by FINRA for Unauthorized Discretion September 3rd, 2025 Western International Securities, Inc. Sanctioned by FINRA For Failure to Supervise September 7th, 2024 Glenn Bridwell, Jr. Suspended From Securities Industry by FINRA for Unauthorized Discretion September 7th, 2024 Craig Sherman Thistlethwaite Suspended from Securities Industry by FINRA for Unauthorized Discretion July 28th, 2024
