About Kevin J. Deloatch, Esq.

Kevin J. Deloatch, Esq. is an attorney in New York. His areas of practice include criminal defense and securities litigation in the forums of state court; federal court and securities industry arbitrations conducted by the Financial Industry Regulatory Authority (FINRA). He represents investors as well as registered individuals in FINRA arbitrations.

Robert Clayton, Jr. Suspended from Securities Industry by FINRA for Mismarking Order Tickets

2026-08-05T11:51:22-05:00November 30th, 2023|Securities Law, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert Clayton, Jr. (CRD # 2598586) was recently suspended from the securities [...]

Gustavo Rodrigo III Suspended from Securities Industry by FINRA for Unauthorized Discretion

2026-08-05T11:52:11-05:00September 14th, 2023|Securities Law, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Gustavo Rodrigo III (CRD # 3031284) was recently suspended from the securities industry by [...]

Anthony Cross Suspended from Securities Industry by FINRA for Unauthorized Discretion

2026-08-05T11:52:13-05:00September 12th, 2023|Securities Law, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Anthony Cross (CRD # 3155726) was recently suspended from the securities industry [...]

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