Kevin J. Deloatch, Esq.

About Kevin J. Deloatch, Esq.

Kevin J. Deloatch, Esq. is an attorney in New York. His areas of practice include criminal defense and securities litigation in the forums of state court; federal court and securities industry arbitrations conducted by the Financial Industry Regulatory Authority (FINRA). He represents investors as well as registered individuals in FINRA arbitrations.

Shahab TagnaviDinani Suspended by FINRA from Securities Industry for Unauthorized Trading

Shahab TagnaviDinani Suspended by FINRA from Securities Industry for Unauthorized Trading

Kevin J. Deloatch, Esq.2023-05-05T08:26:42-05:00May 5th, 2023|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Shahab TagnaviDinani (CRD # 2503652) was recently suspended from the securities industry [...]

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Kevin J. Deloatch, Esq.2023-04-17T11:47:15-05:00April 17th, 2023|Churning, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Edward Scott Short (CRD # 2462752) was recently suspended from the securities [...]

Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

Kevin J. Deloatch, Esq.2023-04-16T12:04:58-05:00April 16th, 2023|Churning, FINRA - Broker Actions, Fraud, Misrepresentation, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Lon Charles Faccini, Jr. (a/k/a Lon Charles Faccini) (CRD # 2736849) was [...]

Gary Goldberg Suspended by FINRA from Securities Industry for Unsuitable Recommendations

Gary Goldberg Suspended by FINRA from Securities Industry for Unsuitable Recommendations

Kevin J. Deloatch, Esq.2023-04-13T10:31:24-05:00April 13th, 2023|FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Gary Mark Goldberg (CRD # 223919) was recently suspended from the securities [...]

Jose Candelario Padilla Suspended by FINRA from Securities Industry for Unsuitable Recommendations

Jose Candelario Padilla Suspended by FINRA from Securities Industry for Unsuitable Recommendations

Kevin J. Deloatch, Esq.2023-04-12T10:10:26-05:00April 12th, 2023|FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Jose Candelario Padilla (a/k/a Jose Candelario) (CRD # 4847560) was recently suspended [...]

Dana Davis Suspended from Securities Industry by FINRA for Unsuitable Margin Recommendations

Dana Davis Suspended from Securities Industry by FINRA for Unsuitable Margin Recommendations

Kevin J. Deloatch, Esq.2023-04-12T09:35:48-05:00April 10th, 2023|Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Dana Davis (CRD # 1707708) was recently suspended from the securities industry [...]

Moloney Securities Sanctioned by FINRA for Its Sales of GPB Capital Holdings to Customers

Moloney Securities Sanctioned by FINRA for Its Sales of GPB Capital Holdings to Customers

Kevin J. Deloatch, Esq.2022-12-28T18:00:02-05:00December 28th, 2022|Markets and Products, Misrepresentation, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Moloney Securities Co., Inc. (CRD # 38535) was recently sanctioned by FINRA’s [...]

Leonid Yurovsky Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Leonid Yurovsky Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Kevin J. Deloatch, Esq.2022-12-28T11:56:55-05:00December 27th, 2022|Churning, FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Leonid Yurovsky (CRD # 4554905) was recently suspended from the securities industry [...]

Coastal Equities, Inc. Sanctioned by FINRA for Its Sales of GPB Capital Holdings, LLC and Failure to Supervise

Coastal Equities, Inc. Sanctioned by FINRA for Its Sales of GPB Capital Holdings, LLC and Failure to Supervise

Kevin J. Deloatch, Esq.2022-12-28T12:00:09-05:00December 20th, 2022|Fraud, Markets and Products, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that introducing broker-dealer, Coastal Equities, Inc. (CRD # 23769) was recently sanctioned by FINRA’s [...]

Increased Scrutiny of Securities Recommendations by Social Media Influencers

Increased Scrutiny of Securities Recommendations by Social Media Influencers

Kevin J. Deloatch, Esq.2022-12-28T12:03:35-05:00December 16th, 2022|Criminal Law, Fraud, Markets and Products, Securities Law|

Securities regulators and law enforcement have stepped up their efforts in combating securities fraud through social media influencers and their recommendations. The rise of social media [...]

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