About Kevin J. Deloatch, Esq.

Kevin J. Deloatch, Esq. is an attorney in New York. His areas of practice include criminal defense and securities litigation in the forums of state court; federal court and securities industry arbitrations conducted by the Financial Industry Regulatory Authority (FINRA). He represents investors as well as registered individuals in FINRA arbitrations.

Raymond William Clark Barred from Securities Industry by FINRA After Investigation

2026-08-05T11:58:49-05:00August 19th, 2023|Securities Law, Churning, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA), indicate that broker/advisor, Raymond William Clark (CRD # 2865619) was recently barred from the securities [...]

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

2026-08-05T11:58:59-05:00June 12th, 2023|Securities Law, FINRA - Broker Actions, Fraud, Fraud in Underwriting, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Thomas Diamante (CRD # 1645257) was recently suspended from the securities industry [...]

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

2026-08-05T11:59:17-05:00April 17th, 2023|Churning, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Edward Scott Short (CRD # 2462752) was recently suspended from the securities [...]

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