Robert David Suspended from Securities Industry by FINRA for Falsifying Customer Information

2026-08-05T12:04:28-05:00April 9th, 2022|Securities Law, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert David, Jr. (CRD # 5211223) was recently suspended from the securities [...]

Louis Olave Suspended by FINRA From Securities Industry for Unapproved Sales of Future Income Payments, LLC

2026-08-05T12:12:08-05:00April 12th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Louis M. Olave (CRD # 5904834) was recently suspended from the securities [...]

Christian Lucchetto Suspended from the Securities Industry by FINRA for Churning

2026-08-05T12:15:26-05:00January 21st, 2021|Securities Law, Churning, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker Christian Frank Lucchetto (CRD # 4648994) was recently suspended from the securities [...]

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