Adam Maggio Suspended from All Principal Capacities in Securities Industry by FINRA for Failure to Supervise

Adam Maggio Suspended from All Principal Capacities in Securities Industry by FINRA for Failure to Supervise

Kevin J. Deloatch, Esq.2026-08-05T12:04:59-05:00December 13th, 2021|Securities Law, Churning, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Adam Maggio (CRD # 4177365) was recently suspended from all principal capacities in [...]

Salvatore Pizzimenti Barred from Securities Industry by FINRA After Trading Investigation

Salvatore Pizzimenti Barred from Securities Industry by FINRA After Trading Investigation

Kevin J. Deloatch, Esq.2026-08-05T12:09:22-05:00June 15th, 2021|Securities Law, Churning, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Salvatore Pizzimenti (CRD # 2879580) was recently barred from the securities industry by FINRA’s [...]