Cynthia Komarek Barred from The Securities Industry by FINRA for Refusing to Cooperate In Investigation

2026-08-05T12:09:19-05:00June 17th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Cynthia Komarek (CRD # 1188714) was recently barred from the securities industry by FINRA’s [...]

John Lee Scott Barred from Securities Industry After FINRA Investigation Into Private Placements

2026-08-05T12:09:42-05:00April 30th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, John Lee Scott (CRD # 2407610) was recently barred from the securities [...]

Matthew Angelo Siliato Barred from Securities Industry After FINRA Investigation for Churning and Unauthorized Trading

2026-08-05T12:09:44-05:00April 30th, 2021|Securities Law, Churning, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Matthew Angelo Siliato (CRD # 5062153) was recently barred from the securities [...]

David Zuber Barred by FINRA From Securities Industry After Investigation of Private Securities Offering

2026-08-05T12:10:42-05:00April 25th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, David B. Zuber (CRD # 3239595) was recently barred from the securities [...]

Charles Kenahan Barred from the Securities Industry by FINRA After Churning Investigation

2026-08-05T12:15:02-05:00January 25th, 2021|Securities Law, Churning, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/investment adviser Charles Kenahan (CRD # 1351974) was recently barred from the securities [...]

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