Misrepresentation
It is illegal for a broker-dealer or registered individual to use any measure to defraud, make false statements, omit relevant information that would deceive another person [...]
What is mediation?
Mediation offers a flexible alternative to arbitration. It is an informal process in which a trained, impartial mediator facilitates negotiations between disputing parties, helping them find [...]
What is arbitration?
Arbitration is similar to going to court, but is usually faster, cheaper and less complex than litigation. It is a formal alternative to litigation in which [...]
What is FINRA?
FINRA is the Financial Industry Regulatory Authority, Inc. It is a private company that acts as a self-regulatory organization. FINRA is the successor to the National [...]
How do I know if I was the victim of securities fraud?
Securities fraud comes in many forms. If you are an investor, you should review the documents you receive from your brokerage firm and broker. These documents [...]
What’s the difference between a felony and a misdemeanor?
Crimes are generally divided into two categories depending on their level of seriousness - felonies and misdemeanors. Although, both are crimes and have very serious consequences [...]
What is bail?
Bail is money or other property that is deposited with the court to ensure that the person accused will return to court when he or she [...]
What is an arraignment?
An arraignment is your initial appearance in court in which you, as the defendant are formally informed of the criminal charges against you. At the arraignment, [...]
Why should I pay for an attorney when I could get legal aid for free?
Every accused person has a constitutional right to competent legal counsel in a criminal proceeding. However, not everyone has the financial ability to hire an attorney. [...]