Mediation offers a flexible alternative to arbitration. It is an informal process in which a trained, impartial mediator facilitates negotiations between disputing parties, helping them find [...]

Arbitration is similar to going to court, but is usually faster, cheaper and less complex than litigation. It is a formal alternative to litigation in which [...]

FINRA is the Financial Industry Regulatory Authority, Inc. It is a private company that acts as a self-regulatory organization. FINRA is the successor to the National [...]

Securities fraud comes in many forms. If you are an investor, you should review the documents you receive from your brokerage firm and broker. These documents [...]