Windsor Street Capital | New York Criminal & Securities Attorney

Matthew Angelo Siliato Barred from Securities Industry After FINRA Investigation for Churning and Unauthorized Trading

Matthew Angelo Siliato Barred from Securities Industry After FINRA Investigation for Churning and Unauthorized Trading

Kevin J. Deloatch, Esq.2021-04-30T10:05:33-05:00April 30th, 2021|Churning, FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Matthew Angelo Siliato (CRD # 5062153) was recently barred from the securities [...]

Stock Broker Fraud: Halil Kozi and Windsor Street Capital , LP – Unauthorized Trading

Stock Broker Fraud: Halil Kozi and Windsor Street Capital , LP – Unauthorized Trading

Kevin J. Deloatch, Esq.2020-01-30T11:21:43-05:00December 19th, 2019|FINRA - Broker Actions, Securities Law|

Halil Kozi, Registered Rep Formerly with Windsor Street Capital, LP has Been Sanctioned by FINRA for Unauthorized Trading in Customer Accounts Publicly available records recently available [...]