Charles Baker Barred from Securities Industry by FINRA After Investigation

2022-06-16T19:46:34-05:00June 16th, 2022|FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Charles Ronald Baker (CRD # 10600) was recently barred from the securities [...]