Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that now former broker/investment adviser, Matthew Alexander Perry (Alex Perry) (CRD # 5985300) was recently [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer(s), Wells Fargo Clearing Services, LLC (CRD # 19616) and Wells Fargo Advisors [...]
Charles Harper Bridgers, Registered Rep Formerly with Wells Fargo Clearing Services, Inc. Has Been Sanctioned by FINRA for Unauthorized Trading in Customer Account Publicly available records [...]
Stephen Klinger, Registered Rep Formerly with Wells Fargo Clearing Services, LLC Has Been Sanctioned by FINRA for Failure to Cooperate with FINRA Investigation Publicly available records [...]
