Walter Waitak Light Suspended from Securities Industry by FINRA for Unauthorized Discretion

2026-08-05T12:04:26-05:00June 12th, 2022|Securities Law, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Walter Waitak Light (CRD # 1494331) was recently suspended from the securities [...]

Robert David Suspended from Securities Industry by FINRA for Falsifying Customer Information

2026-08-05T12:04:28-05:00April 9th, 2022|Securities Law, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert David, Jr. (CRD # 5211223) was recently suspended from the securities [...]

Christopher Bond Suspended by FINRA from Securities Industry for Unauthorized Discretion

2026-08-05T12:04:33-05:00February 13th, 2022|Securities Law, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that Broker/Investment Adviser, Christopher Edward Bond (CRD # 4658534) was recently suspended from the securities industry [...]

Ronald Bright Suspended from Securities Industry by FINRA for Unauthorized Discretion

2026-08-05T12:04:38-05:00February 3rd, 2022|Securities Law, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that Broker/Investment Adviser, Ronald Scott Bright (CRD # 2702179) was recently suspended from the securities industry [...]

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