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Matthew Perry Barred by FINRA from Securities Industry After Refusing to Cooperate In Options Trading Investigation

Matthew Perry Barred by FINRA from Securities Industry After Refusing to Cooperate In Options Trading Investigation

Kevin J. Deloatch, Esq.2021-08-12T19:52:14-05:00August 12th, 2021|FINRA - Broker Actions, Markets and Products|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that now former broker/investment adviser, Matthew Alexander Perry (Alex Perry) (CRD # 5985300) was recently [...]

Rhett Bedwell Barred by FINRA from Securities Industry for Fraud

Kevin J. Deloatch, Esq.2021-03-08T14:09:04-05:00March 3rd, 2021|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that former broker/advisor Rhett Douglas Bedwell (CRD # 5664392) was recently barred from the [...]

Dee Dee Brooks Barred from the Securities Industry by FINRA

Kevin J. Deloatch, Esq.2020-06-25T11:53:14-05:00June 13th, 2020|FINRA - Broker Actions, Markets and Products, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Dee Dee Brooks (CRD # 2559233) was recently barred from the securities [...]