Securities Act of 1933 | New York Criminal & Securities Attorney

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Kevin J. Deloatch, Esq.2023-06-12T17:23:57-05:00June 12th, 2023|FINRA - Broker Actions, Fraud, Fraud in Underwriting, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Thomas Diamante (CRD # 1645257) was recently suspended from the securities industry [...]

Increased Scrutiny of Securities Recommendations by Social Media Influencers

Increased Scrutiny of Securities Recommendations by Social Media Influencers

Kevin J. Deloatch, Esq.2022-12-28T12:03:35-05:00December 16th, 2022|Criminal Law, Fraud, Markets and Products, Securities Law|

Securities regulators and law enforcement have stepped up their efforts in combating securities fraud through social media influencers and their recommendations. The rise of social media [...]