Robert F. Spiegel Suspended by FINRA for Excessive and Unsuitable Trading

2020-04-22T23:22:23-05:00April 14th, 2020|Churning, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Robert F. Spiegel (CRD # 5861656) was recently suspended from the securities [...]