Paulson Investment Company | New York Criminal & Securities Attorney

Joseph LaScala, Jr. Suspended by FINRA from Securities Industry for Churning and Unauthorized Discretion

Joseph LaScala, Jr. Suspended by FINRA from Securities Industry for Churning and Unauthorized Discretion

Kevin J. Deloatch, Esq.2022-01-26T19:50:29-05:00January 26th, 2022|Churning, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Joseph LaScala, Jr. (CRD # 3070261) was recently suspended from the securities industry by [...]

Michael Nixon Suspended from Securities Industry by FINRA for Unsuitable Securities Recommendations

Michael Nixon Suspended from Securities Industry by FINRA for Unsuitable Securities Recommendations

Kevin J. Deloatch, Esq.2022-01-21T11:34:32-05:00January 21st, 2022|FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Michael Nixon (CRD # 2169631) was recently suspended from the securities industry by FINRA’s [...]