Nigel James Suspended from Securities Industry by FINRA for Churning

2024-01-02T18:27:57-05:00October 31st, 2022|Churning, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that Nigel Ronald James (CRD # 4490687) was recently suspended from the securities industry [...]