Nigel James Suspended from Securities Industry by FINRA for Churning

2026-08-05T12:01:35-05:00October 31st, 2022|Securities Law, Churning, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that Nigel Ronald James (CRD # 4490687) was recently suspended from the securities industry [...]