Morgan Keegan | New York Criminal & Securities Attorney

Jeremy Jefferson Jacobson Suspended from Securities Industry by FINRA for Unauthorized Trades

Jeremy Jefferson Jacobson Suspended from Securities Industry by FINRA for Unauthorized Trades

Kevin J. Deloatch, Esq.2023-06-07T09:38:17-05:00June 7th, 2023|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Jeremy Jefferson, Jacobson (CRD # 4437801) was recently suspended from the securities [...]

Bradley Lay Suspended from Securities Industry by FINRA for Unauthorized Discretion

Bradley Lay Suspended from Securities Industry by FINRA for Unauthorized Discretion

Kevin J. Deloatch, Esq.2022-01-27T21:49:24-05:00December 13th, 2021|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Bradley S. Lay (CRD # 4633746) was recently suspended from the securities industry [...]