FINRA Brings Disciplinary Proceedings Against Kishan Parikh for Excessive and Unsuitable Trading

2026-08-05T12:12:34-05:00March 19th, 2021|Securities Law, Churning, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that FINRA’s Department of Enforcement has recently brought disciplinary proceedings against broker Kishan Parikh [...]