K.C. Ward Financial | New York Criminal & Securities Attorney

Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations

Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations

Kevin J. Deloatch, Esq.2025-09-22T17:06:56-05:00September 22nd, 2025|Churning, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Antonio Molinos (CRD # 2764977) was recently suspended from the securities industry by [...]

William Nicholas Athas Barred from Securities Industry by FINRA for Churning and Suitability

William Nicholas Athas Barred from Securities Industry by FINRA for Churning and Suitability

Kevin J. Deloatch, Esq.2022-02-10T09:08:57-05:00February 10th, 2022|Churning, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, William Nicholas Athas (CRD # 3165470) was recently barred from the securities industry by [...]