James William Flower Investigated by FINRA for Churning and Unauthorized Trading

2020-04-12T13:34:00-05:00April 12th, 2020|Churning, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor James William Flower (CRD # 2817701) was recently the subject of disciplinary [...]