Christine A. Warner Suspended from Securities Industry by FINRA for Failure to Supervise – Variable Annuities

Christine A. Warner Suspended from Securities Industry by FINRA for Failure to Supervise – Variable Annuities

Kevin J. Deloatch, Esq.2026-08-05T12:00:23-05:00December 9th, 2022|Securities Law, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Christine A. Warner (CRD # 4001584) was recently suspended from the securities [...]

Timothy James Pandekakes Suspended from the Securities Industry by FINRA

Timothy James Pandekakes Suspended from the Securities Industry by FINRA

Kevin J. Deloatch, Esq.2026-08-05T12:15:38-05:00December 18th, 2020|Securities Law, FINRA - Broker Actions, Markets and Products, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker Timothy James Pandekakes (CRD # 4890164) was recently suspended from the securities [...]