FINRA Brings Disciplinary Proceedings Against Sutter Securities Inc. for Reg BI Violation

FINRA Brings Disciplinary Proceedings Against Sutter Securities Inc. for Reg BI Violation

Kevin J. Deloatch, Esq.2026-08-05T11:48:22-05:00January 26th, 2026|Uncategorized, Conflicts of Interest, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Sutter Securities, Inc. (CRD # 30770) was recently the subject of a [...]

Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations

Antonio Molinos Suspended from Securities Industry by FINRA for Unsuitable Recommendations

Kevin J. Deloatch, Esq.2026-08-05T11:49:15-05:00September 22nd, 2025|Securities Law, Churning, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Antonio Molinos (CRD # 2764977) was recently suspended from the securities industry by [...]