Patrick Perugino Suspended from Securities Industry by FINRA for Unauthorized Discretion

Patrick Perugino Suspended from Securities Industry by FINRA for Unauthorized Discretion

Kevin J. Deloatch, Esq.2026-08-05T12:01:03-05:00December 6th, 2022|Securities Law, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Patrick Perugino (CRD # 6363411) was recently suspended from the securities industry [...]

Russ Kory Suspended from Securities Industry by FINRA for Unsuitable Recommendations

Russ Kory Suspended from Securities Industry by FINRA for Unsuitable Recommendations

Kevin J. Deloatch, Esq.2026-08-05T12:02:56-05:00September 4th, 2022|Securities Law, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Russ Kory (CRD # 5901185) was recently suspended from the securities industry [...]