Cynthia Komarek Barred from The Securities Industry by FINRA for Refusing to Cooperate In Investigation

2026-08-05T12:09:19-05:00June 17th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Cynthia Komarek (CRD # 1188714) was recently barred from the securities industry by FINRA’s [...]