Joao Pinto Suspended from Securities Industry by FINRA for Reg BI Violation

2026-08-05T11:52:07-05:00November 27th, 2023|Securities Law, Conflicts of Interest, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Joao Pinto (CRD # 6298233) was recently suspended from the securities industry [...]