Dana Davis Suspended from Securities Industry by FINRA for Unsuitable Margin Recommendations

Dana Davis Suspended from Securities Industry by FINRA for Unsuitable Margin Recommendations

Kevin J. Deloatch, Esq.2026-08-05T11:59:29-05:00April 10th, 2023|Securities Law, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Dana Davis (CRD # 1707708) was recently suspended from the securities industry [...]

Mirsad Muharemovic Suspended from Securities Industry by FINRA for Excessive Trading

Mirsad Muharemovic Suspended from Securities Industry by FINRA for Excessive Trading

Kevin J. Deloatch, Esq.2026-08-05T12:00:19-05:00December 12th, 2022|Securities Law, Churning, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Mirsad Muharemovic (CRD # 3122589) was recently suspended from the securities industry [...]