Christopher “Chris” Shaw Suspended from Securities Industry by FINRA for Unauthorized Discretion

2022-11-09T14:26:18-05:00November 9th, 2022|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Christopher John Shaw, a/k/a Chris Shaw (CRD # 5011382) was recently suspended [...]