The Law Office of Kevin J. Deloatch, Esq. Investigating Pre-IPOs Through Boustead Securities, LLC and Sutter Securities, Inc.

The Law Office of Kevin J. Deloatch, Esq. Investigating Pre-IPOs Through Boustead Securities, LLC and Sutter Securities, Inc.

Kevin J. Deloatch, Esq.2026-08-05T11:48:19-05:00January 29th, 2026|Securities Law, Conflicts of Interest, Fraud, Fraud in Underwriting, Misrepresentation, Private Placements, Unsuitability|

The Law Office of Kevin J. Deloatch, Esq. is currently investigating the recommended purchases of Pre-IPOs or private placement securities through Boustead Securities, LLC (CRD# 141391) [...]

Gustavo Rodrigo III Suspended from Securities Industry by FINRA for Unauthorized Discretion

Kevin J. Deloatch, Esq.2026-08-05T11:52:11-05:00September 14th, 2023|Securities Law, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Gustavo Rodrigo III (CRD # 3031284) was recently suspended from the securities industry by [...]

Boustead Securities, LLC Sanctioned by FINRA After Investigation Regarding Supervisory System and Private Placements

Kevin J. Deloatch, Esq.2026-08-05T12:01:23-05:00November 16th, 2022|Securities Law, Fraud, Private Placements, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Boustead Securities, LLC (CRD # 141391) was recently sanctioned by FINRA’s Department [...]