Daniel M. Soliman, Registered Rep Formerly with J.P. Morgan Securities, LLC Has Been Permanently Barred from the Securities Industry by FINRA for Securities Fraud
Publicly available records recently provided by the Financial Industry Regulatory Authority (FINRA) accessed indicate that former New York-based J.P. Morgan Securities, LLC broker/advisor Daniel M. Soliman (CRD # 6053300) was permanently barred from the securities industry by FINRA’s Department of Enforcement during the course of an investigation of securities fraud in customer accounts. The Law Office of Kevin J. Deloatch, Esq. is interested in speaking to investors who have complaints of securities fraud regarding Mr. Soliman.
Mr. Soliman became registered in the securities industry in 2012 and was most recently registered with J.P. Morgan Securities, LLC (CRD # 79) from September 2018 to June 2019. His previous registrations include Traderfield Securities Inc. (CRD # 20130) from November 2016 to June 2018 and Legend Securities Inc. from April 2014 to October 2016.
Soliman is Permanently Barred from the Securities Industry for Securities Fraud
According to FINRA Letter of Acceptance, Waiver and Consent (AWC) signed by Mr. Soliman on June 19, 2019 (Case ID # 2018059045002), he consented to the sanction of being permanently barred from the securities industry for his failure to appear at an on-the-record interview by FINRA’s Department of Enforcement. The interview was part of an investigation to determine whether he engaged in securities fraud in violation of federal securities laws/regulations or FINRA rules. Without admitting or denying any allegations of securities fraud he consented to being permanently barred from association with any FINRA member in any capacity.
Soliman has a History of Customer Complaints Regarding Securities Fraud
In addition to the above, according to FINRA BrokerCheck, Mr. Soliman has been the subject of two customer initiated arbitrations regarding securities fraud.
On August 31, 2019 a customer initiated an arbitration alleging damages in the amount of $500,000.00 for fraud and/or misrepresentation. The arbitration is currently ongoing and pending.
On July 1, 2019 a customer initiated an arbitration alleging damages in the amount of $62,000.00 for fraud and/or misrepresentation. The arbitration is currently ongoing and pending.
Find out if you have Recourse
If you or someone you know has complaints of securities fraud regarding Daniel M. Soliman, you may be entitled to recover lost funds. The Law Office of Kevin J. Deloatch, Esq. has an extensive securities law practice and over 30 years of experience on Wall Street. Call today at (646) 792-2156 for a free consultation. The time to file your claim may be limited so you should call today to avoid delay.
